Knowing your role as a fiduciary is essential to maintaining your organization's financial and ethical accountability. Failure to fulfill this duty could expose you to unnecessary risk.
Conway Dodge, former Assistant Director in the Securities and Exchange Commission’s Division of Enforcement, focused on securities regulation and enforcement at the SEC for over 12 years. During his tenure, he led complex investigations into potential violations of U.S. securities laws and was instrumental in bringing the milestone case that marked the SEC’s first application of its new admissions policy, resulting in a settlement that included substantive admissions of wrongdoing by a prominent hedge-fund manager.
Listen to our on-demand webinar as Conway Dodge, Managing Director and Deputy Head of the Americas at Promontory Financial Group and Rob Adler, CEO at Financial Recovery Technologies discuss:
Managing Director and
Deputy Head of the Americas
Promontory Financial Group
Chief Executive Officer
Financial Recovery Technologies
Webinar series providing unbiased insight exclusively for asset owners and asset managers.
Join your peers each quarter as we provide an unbiased and comprehensive overview of what is impacting shareholder litigation and how institutions can prepare, monitor and maximize this unique asset, including: